Emerge ARK ETFs Mutual Fund Series

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THE EMERGE ARK ETFS MUTUAL FUNDS ARE SUBADVISED BY:

ARK INVESTMENT MANAGEMENT LLC

ARK Investment is a sub-advisor of Emerge Canada Inc. ARK Investment is a Manhattan-based thematic, disruptive, innovation technology specialist. The ARK Global Impact Disruptive Innovation Separate Account Strategy and exchange-traded fund focus on fintech, genomic healthcare breakthroughs, industrial developments with robotics, 3D printing, autonomous electric cars, battery storage, next generation internet/web/internet of things, cloud and cyber security/big data.

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SERIES A

Emerge ARK Global Disruptive Innovation ETF

ECI100

Aims for thematic multi-capitalization exposure to innovation across sectors. ARK believes the securities held in EARK present the best risk-reward opportunities from ARK’s innovation-based themes.

Relevant Themes:
Genomic Revolution
Industrial Innovation
Next Generation Internet
Fintech Innovation

Emerge ARK Genomics and Biotech ETF

ECI200

Aims for thematic multi-capitalization exposure to innovative industrial elements including gene therapy, bio-informatics, bio-inspired computing, molecular medicine and pharmaceutical innovations.

Relevant Themes:
Genomic Analysis
Pharmaceutical Innovations
Agricultural Biotechnology
Genomic Sequencing

Emerge ARK Fintech Innovation ETF

ECI300

Aims for thematic multi-capitalization exposure to fintech innovations, including mobile payments, digital wallets, peer-to-peer lending and risk transformation.

Relevant Themes:
Mobile Payments
E-Commerce

Emerge ARK Autonomous Tech and Robotics ETF

ECI400

Aims for thematic multi-capitalization exposure to innovative internet technologies, including cloud computing, big data, digital media, e-commerce and the internet of things (IOT).

Relevant Themes:
Cloud Computing
Big Data
Internet of Things
Digital Media

Emerge ARK AI & Big Data ETF

ECI500

Aims for thematic multi-capitalization exposure to innovation industrial elements, including robotics, autonomous vehicles, energy storage, 3D printing, and space exploration.

Relevant Themes:
Deep Learning – AI
Robotics
Autonomous Vehicles
3D Printing

Emerge ARK Space Exploration ETF

ECI600

Aims for thematic multi-cap exposure to innovative technologies,
including: orbital and sub-orbital aerospace, enabling technologies, and beneficiaries of aerospace acitvities, such as agriculture, internet access, global positioning system (GPS), construction, and imaging.

Relevant Themes:
Orbital Space
Sub-Orbital Aerospace
Aerospace Activities
Enabling Technologies

SERIES F

Emerge ARK Global Disruptive Innovation ETF

ECI110

Aims for thematic multi-capitalization exposure to innovation across sectors. ARK believes the securities held in EARK present the best risk-reward opportunities from ARK’s innovation-based themes.

Relevant Themes:
Genomic Revolution
Industrial Innovation
Next Generation Internet
Fintech Innovation

Emerge ARK Genomic and Biotech ETF

ECI210

Aims for thematic multi-capitalization exposure to innovative industrial elements including gene therapy, bio-informatics, bio-inspired computing, molecular medicine and pharmaceutical innovations.

Relevant Themes:
Genomic Analysis
Pharmaceutical Innovations
Agricultural Biotechnology
Genomic Sequencing

Emerge ARK Fintech Innovation ETF

ECI310

Aims for thematic multi-capitalization exposure to fintech innovations, including mobile payments, digital wallets, peer-to-peer lending and risk transformation.

Relevant Themes:
Mobile Payments
E-Commerce

Emerge ARK AI & Big Data ETF

ECI410

Aims for thematic multi-capitalization exposure to innovative internet technologies, including cloud computing, big data, digital media, e-commerce and the internet of things (IOT).

Relevant Themes:
Cloud Computing
Big Data
Internet of Things
Digital Media

Emerge ARK Autonomous Tech and Robotics ETF

ECI510

Aims for thematic multi-capitalization exposure to innovation industrial elements, including robotics, autonomous vehicles, energy storage, 3D printing, and space exploration.

Relevant Themes:
Deep Learning – AI
Robotics
Autonomous Vehicles
3D Printing

Emerge ARK Space Exploration ETF

ECI610

Aims for thematic multi-cap exposure to innovative technologies,
including: orbital and sub-orbital aerospace, enabling technologies, and beneficiaries of aerospace acitvities, such as agriculture, internet access, global positioning system (GPS), construction, and imaging.

Relevant Themes:
Orbital Space
Sub-Orbital Aerospace
Aerospace Activities
Enabling Technologies

SERIES O

Emerge ARK Global Disruptive Innovation ETF

ECI120

Aims for thematic multi-capitalization exposure to innovation across sectors. ARK believes the securities held in EARK present the best risk-reward opportunities from ARK’s innovation-based themes.

Relevant Themes:
Genomic Revolution
Industrial Innovation
Next Generation Internet
Fintech Innovation

Emerge ARK Genomics and Biotech ETF

ECI220

Aims for thematic multi-capitalization exposure to innovative industrial elements including gene therapy, bio-informatics, bio-inspired computing, molecular medicine and pharmaceutical innovations.

Relevant Themes:
Genomic Analysis
Pharmaceutical Innovations
Agricultural Biotechnology
Genomic Sequencing

Emerge ARK Fintech Innovation ETF

ECI320

Aims for thematic multi-capitalization exposure to fintech innovations, including mobile payments, digital wallets, peer-to-peer lending and risk transformation.

Relevant Themes:
Mobile Payments
E-Commerce

Emerge ARK AI and Big Data ETF

ECI420

Aims for thematic multi-capitalization exposure to innovative internet technologies, including cloud computing, big data, digital media, e-commerce and the internet of things (IOT).

Relevant Themes:
Cloud Computing
Big Data
Internet of Things
Digital Media

Emerge ARK Autonomous Tech and Robotics ETF

ECI520

Aims for thematic multi-capitalization exposure to innovation industrial elements, including robotics, autonomous vehicles, energy storage, 3D printing, and space exploration.

Relevant Themes:
Deep Learning – AI
Robotics
Autonomous Vehicles
3D Printing

Emerge ARK Space Exploration ETF

ECI620

Aims for thematic multi-cap exposure to innovative technologies,
including: orbital and sub-orbital aerospace, enabling technologies, and beneficiaries of aerospace acitvities, such as agriculture, internet access, global positioning system (GPS), construction, and imaging.

Relevant Themes:
Orbital Space
Sub-Orbital Aerospace
Aerospace Activities
Enabling Technologies

SERIES D

Emerge ARK Global Disruptive Innovation ETF

ECI130

Aims for thematic multi-capitalization exposure to innovation across sectors. ARK believes the securities held in EARK present the best risk-reward opportunities from ARK’s innovation-based themes.

Relevant Themes:
Genomic Revolution
Industrial Innovation
Next Generation Internet
Fintech Innovation

Emerge ARK Genomics and Biotech ETF

ECI230

Aims for thematic multi-capitalization exposure to innovative industrial elements including gene therapy, bio-informatics, bio-inspired computing, molecular medicine and pharmaceutical innovations.

Relevant Themes:
Genomic Analysis
Pharmaceutical Innovations
Agricultural Biotechnology
Genomic Sequencing

Emerge ARK Fintech Innovation ETF

ECI330

Aims for thematic multi-capitalization exposure to fintech innovations, including mobile payments, digital wallets, peer-to-peer lending and risk transformation.

Relevant Themes:
Mobile Payments
E-Commerce

Emerge ARK AI and Big Data ETF

ECI430

Aims for thematic multi-capitalization exposure to innovative internet technologies, including cloud computing, big data, digital media, e-commerce and the internet of things (IOT).

Relevant Themes:
Cloud Computing
Big Data
Internet of Things
Digital Media

Emerge ARK Autonomous Tech and Robotics ETF

ECI530

Aims for thematic multi-capitalization exposure to innovation industrial elements, including robotics, autonomous vehicles, energy storage, 3D printing, and space exploration.

Relevant Themes:
Deep Learning – AI
Robotics
Autonomous Vehicles
3D Printing

Emerge ARK Space Exploration ETF

ECI630

Aims for thematic multi-cap exposure to innovative technologies,
including: orbital and sub-orbital aerospace, enabling technologies, and beneficiaries of aerospace acitvities, such as agriculture, internet access, global positioning system (GPS), construction, and imaging.

Relevant Themes:
Orbital Space
Sub-Orbital Aerospace
Aerospace Activities
Enabling Technologies

Commissions, management fees, brokerage fees, and expenses may be associated with an investment in ETFs. Before investing, you should carefully consider the ETF’s investment objectives, strategies, risks, charges, and expenses. This and other information are in the ETF’s prospectus, which may be obtained by visiting www.emergecm.ca or www.sedar.com. Please read the ETF prospectus carefully before you invest. An investment in an ETF is subject to risks and you can lose money on your investment. Detailed information regarding the specific risks of the ETF can be found in the prospectus. There can be no assurance that the ETF will achieve its investment objective. The ETF’s portfolio is more volatile than broad market averages. Units of the ETF are bought and sold at market price and there can be no guarantee that an active trading market for the ETF units will develop or be maintained, or that their listing will continue or remain unchanged. ETFs are not guaranteed. Their values change frequently. Past performance may not be repeated. The statements contained in this document are based on information believed to be reliable and are provided for information purposes only. Where such information is based in whole or in part on information provided by third parties, we cannot guarantee that is accurate, complete or current at all times. This document does not provide investment, tax or legal advice, and is not an offer or solicitation to buy. Graphs and charts are used for illustrative purposes only and do not reflect future values or returns on investment. Particular investment strategies should be evaluated according to an investor’s investment objectives and tolerance for risk. Emerge Canada Inc. and related entities are not liable for any error or omission in the information or for any loss or damage suffered. Certain statements in this marketing profile include forward-looking statements, including, but not limited to, the launch of the Emerge ETF and those statement identified by the expressions “believe”, “will” and similar expressions to the extent they relate to the Emerge ETF, Emerge or the space exploration industry. These forward-looking statements are subject to a number of risks and uncertainties and are based on several assumptions, both general and specific, which give rise to the possibility that actual results or events could differ materially from current expectations. Forward-looking statements are not guarantees of future results.